“Ninety percent of the people in the stock market, professionals and amateurs alike, simply haven't done enough homework." – William J. O'Neil, founder of “Investor's Business Daily”
Before investing, it is important to do your homework. Knowing your rights as an investor is an important part of this research. According to the North American Securities Administrators Association ( www.nasaa.org ), these are some of your rights:
Information about the firm and who is handling the account.
Details about the risk, obligations and costs before investing.
Copies of all completed account forms and agreements.
Restrictions or limitations on accessing your funds.
Prompt consideration and response to any concerns.
Attached is a form to be completed by the person or company offering legal, investment, financial, or insurance services. Once the form is completed, the Ohio Department of Commerce recommends that you call the appropriate agency to confirm that the person/company holds a valid license before you invest.
Your Money NOW 
Investing
